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... the misconduct of its employees and is the subject of any enforcement action. penalties for corporations 1st violation 2nd violation ... level 3 warning 2,500 5,000 10,000 level 4 warning 5,000 12 ,500 25,000 level 5 $5,000 12 ,500 25,000 25,000
An individual in ...
Web page | 2015-08-26